Latest moves
No moves from Thomas Peterffy in the digest yet. The archive grows every morning.
Recent SEC filings
No SEC filings in the last 90 days.
Form 4 insider trades post within 2 business days. 13F fund holdings can arrive 45 days after quarter end. New to filings? Read Filings 101.
Footprint
Companies
More
- Ticker
- IBKR
- Exchange
- Nasdaq
- Role
- Founder and Chairman (CEO until Dec 2019; Milan Galik CEO since)
- Stake
- Peterffy and affiliates own ~91.6% of IBG Holdings LLC, which owns ~73.7% of IBG LLC and holds ~73.7% of votes via Class B stock
- Stake as of
- 2026-02-24
More
- Role
- Controlling holding company of Interactive Brokers (sole holder of Class B common)
- Stake
- ~91.6% (Peterffy and affiliates)
- Stake as of
- 2026-02-24
Stakes
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- Ticker
- NMAX
- Stake
- 25.9% of Class B (23,045,352 shares)
- Stake as of
- 2025-03-31
Investment vehicles
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- Type
- holding co
- Notes
- Holds IBKR Class B stock / ~73.7% of IBG LLC; historically filed SC 13D/A on IBKR (2007-2022).
More
- Type
- holding co
- Notes
- Peterffy is manager; holds his Newsmax Class B shares.
Private deals
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- In full
- Became Newsmax director and 10% owner (Form 3) around Newsmax's 2025 public listing; 23.0M Class B shares via Conyers Investments
- Date
- 2025-03-28
Real estate
Trophies
Legal & regulatory
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- In full
- OFAC $11,832,136 settlement with Interactive Brokers LLC over apparent sanctions violations (Iran, Cuba, Syria, Crimea, Chinese military companies, Russia); deemed non-egregious and voluntarily self-disclosed
More
- In full
- Past IBKR regulatory settlements: 2020 $38M AML settlement (SEC/FINRA/CFTC); 2023 SEC $35M and CFTC $20M recordkeeping penalties; FINRA $2.25M (Dec 2024)
More
- In full
- IBKR runs ForecastEx prediction-market exchange (launched Aug 2024; political contracts from Oct 2024) - CFTC-regulated business line
Research gaps: Session WebSearch budget exhausted; profile built from SEC EDGAR, OFAC, Forbes and Wikipedia. Not verified: Peterffy's Palm Beach purchase prices/dates (2021-2025 reports), Florida land entities, any private foundation/EIN, aircraft, current Newsmax stake after March 2025, 2025-2026 IBKR regulatory matters beyond OFAC. Peterffy Form 4 (Feb 2025) could not be retrieved (EDGAR 503). Political donations intentionally excluded.
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